Liu, Zhaoying 劉兆熒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2018-06-11 | Rep | Dealing in securities | 2018-06-11 |
| 2 | Vanguard Investments Hong Kong Limited | Rep | Advising on securities | 2013-08-23 | 2018-05-11 | Rep | Dealing in securities | 2013-08-23 | 2018-05-11 |
| 3 | Wellington Management Hong Kong Limited (b2003-01-02) | Rep | Advising on securities | 2010-12-20 | 2013-08-01 | Rep | Dealing in securities | 2010-12-20 | 2013-08-01 |
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