Syn, Mark Li-Min
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-10-13 | Rep | Advising on securities | 2004-10-13 | Rep | Asset management | 2008-08-20 | Rep | Dealing in securities | 2008-08-20 |
| 2 | Wellington Management Hong Kong Limited (b2003-01-02) | Rep | Dealing in securities | 2008-11-24 | 2011-10-03 | Rep | Asset management | 2008-11-24 | 2018-07-31 |
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