Banson, Eric Laurea
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Knight Libertas (Asia) Limited | Rep | Advising on securities | 2009-06-08 | 2009-09-02 | Knight Libertas (Asia) Limited | RO | 2009-09-02 | 2010-01-14 | Knight Capital Asia Limited | RO | 2009-09-11 | 2010-01-14 | Wells Fargo Securities Asia Limited | RO | 2010-12-07 | 2019-05-16 |
| 2 | Wells Fargo Securities Asia Limited | RO | Asset management | 2016-03-15 | 2019-05-16 |
| 3 | Knight Libertas (Asia) Limited | Rep | Dealing in securities | 2009-06-08 | 2009-09-02 | Knight Libertas (Asia) Limited | RO | 2009-09-02 | 2010-01-14 | Knight Capital Asia Limited | RO | 2009-09-11 | 2010-01-14 | Wells Fargo Securities Asia Limited | RO | 2010-12-07 | 2019-05-16 |
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