Shen, Xiaoyi (SFC:AUJ706) 沈曉懿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2010-01-04 | 2010-07-06 |
| 2 | Wells Fargo Securities Asia Limited | Rep | Dealing in securities | 2010-12-13 | Rep | Advising on securities | 2011-01-28 |
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