Lee, Vivian Gi Yue 李梓瑜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AQUITAINE INVESTMENT ADVISORS LIMITED | Rep | Advising on securities | 2005-05-18 | Rep | Asset management | 2005-05-18 |
| 2 | HT CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2005-06-03 | 2005-07-13 |
| 3 | INVESCO HONG KONG LIMITED | Rep | Asset management | 2018-01-08 | 2021-04-24 |
| 4 | LXL Investment Management (Hong Kong) Limited | Rep | Asset management | 2005-11-30 | 2006-07-24 |
| 5 | WHARTON INVESTMENT ADVISORS LIMITED | Rep | Asset management | 2006-10-31 | 2014-09-30 | Rep | Advising on futures contracts | 2006-12-28 | 2014-09-30 | Rep | Advising on securities | 2006-12-28 | 2014-09-30 |
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