Ng, Shung Kai 吳崇佳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | WHARTON INVESTMENT ADVISORS LIMITED | Rep | Advising on futures contracts | 2008-07-11 | 2011-12-31 | GENERALI INVESTMENTS ASIA LIMITED | Rep | 2015-12-21 | 2016-04-15 |
| 2 | WHARTON INVESTMENT ADVISORS LIMITED | Rep | Advising on securities | 2008-07-11 | 2011-12-31 | PINERION INVESTMENT ADVISORY LIMITED | RO | 2017-06-26 | 2021-09-30 | Tianlong Securities Co., Limited | RO | 2023-12-19 |
| 3 | WHARTON INVESTMENT ADVISORS LIMITED | Rep | Asset management | 2008-07-11 | 2011-12-31 | GENERALI INVESTMENTS ASIA LIMITED | Rep | 2013-07-30 | 2016-04-15 | PINERION ASSET MANAGEMENT LIMITED | RO | 2016-04-19 | 2021-09-06 | Schonfeld Strategic Advisors (Hong Kong) Limited | Rep | 2022-10-17 | 2023-02-17 | Tianlong Securities Co., Limited | RO | 2023-12-19 |
| 4 | GENERALI INVESTMENTS ASIA LIMITED | Rep | Dealing in securities | 2015-12-21 | 2016-04-15 |
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