Lau, Siu Ming (SFC:AED874) 劉兆明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HUNG SING SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-04-02 | |
| 2 | HUNG SING SECURITIES LIMITED | Rep | Advising on securities | 2004-04-02 | HUNG SING SECURITIES LIMITED | RO | 2017-09-28 | 2019-08-27 | HUNG SING ASSET MANAGEMENT LIMITED | RO | 2019-08-23 |
| 3 | HUNG SING SECURITIES LIMITED | Rep | Asset management | 2004-04-02 | HUNG SING SECURITIES LIMITED | Rep | 2013-02-21 | 2016-08-30 | HUNG SING SECURITIES LIMITED | RO | 2016-08-30 | 2019-08-27 | HUNG SING ASSET MANAGEMENT LIMITED | RO | 2019-08-23 |
| 4 | HUNG SING SECURITIES LIMITED | Rep | Dealing in securities | 2006-12-01 | WHOLE WIN SECURITIES LIMITED | Rep | 2006-12-01 | 2006-12-01 | HUNG SING SECURITIES LIMITED | Rep | 2013-02-21 |
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