Ng, Yu Kwong (SFC:AQQ104) 吳宇光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2014-01-07 | 2015-07-18 | Rep | Leveraged foreign exchange trading | 2014-01-24 | 2015-07-18 |
| 2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-01-07 | 2015-07-18 |
| 3 | WIN WONG SECURITIES LIMITED | Rep | Dealing in securities | 2008-04-14 | 2011-06-17 | RO | Dealing in securities | 2011-06-17 | 2013-12-27 |
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