Chu, Hon Kit 朱瀚傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Donghai International Asset Management (Hong Kong) Limited | Rep | Asset management | 2021-12-09 | 2023-11-23 | RO | Asset management | 2023-11-23 | 2024-10-31 |
2 | Donghai International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2020-10-15 | 2021-01-28 | RO | Dealing in securities | 2021-01-28 | 2024-10-31 |
3 | FORMAX SECURITIES LIMITED | Rep | Dealing in futures contracts | 2017-03-07 | 2018-04-25 | Rep | Dealing in securities | 2017-03-07 | 2018-04-25 |
4 | Holly International Financial Holdings Limited | Rep | Dealing in futures contracts | 2013-07-30 | 2013-09-26 |
5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2015-07-13 | 2017-02-12 |
6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-07-13 | 2017-02-12 |
7 | KILMOREY ASSET MANAGEMENT LIMITED | Rep | Asset management | 2020-01-07 | 2020-04-02 | RO | Asset management | 2020-04-02 | 2020-08-31 |
8 | KILMOREY SECURITIES LIMITED | Rep | Dealing in securities | 2018-05-15 | 2018-06-27 | Rep | Advising on securities | 2018-05-23 | 2020-08-31 | RO | Dealing in securities | 2018-06-27 | 2020-08-31 |
9 | TFI Securities and Futures Limited | Rep | Dealing in futures contracts | 2013-10-04 | 2015-06-18 | Rep | Dealing in securities | 2013-10-21 | 2015-06-18 |
10 | WING FUNG FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2009-07-27 | 2011-10-31 |
11 | WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-07-27 | 2011-10-31 |
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