Chan, Kazier Kit Wah 陳潔華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Beijing Securities Limited | Rep | Dealing in securities | 2013-06-17 | 2015-01-02 | RO | Dealing in securities | 2015-01-02 | 2015-12-31 | Rep | Dealing in securities | 2017-06-29 | 2017-09-29 |
| 2 | Gamma Securities Limited | RO | Advising on securities | 2018-08-10 | 2020-05-01 | RO | Dealing in securities | 2018-08-10 | 2020-05-01 | Rep | Advising on securities | 2023-02-28 | 2023-04-03 | Rep | Dealing in securities | 2023-02-28 | 2023-04-03 | Rep | Asset management | 2023-03-16 | 2023-04-03 |
| 3 | INNOVATION SECURITIES CO., LIMITED | RO | Dealing in securities | 2016-02-16 | 2016-07-31 |
| 4 | Lumineux Asset Management Limited | Rep | Asset management | 2021-05-05 | 2022-08-01 |
| 5 | Lumineux Securities Limited | Rep | Advising on securities | 2020-06-22 | 2020-07-17 | Rep | Dealing in securities | 2020-06-22 | 2020-07-17 | RO | Advising on securities | 2020-07-17 | 2022-08-31 | RO | Dealing in securities | 2020-07-17 | 2022-08-31 |
| 6 | Tensant Securities Limited | Rep | Advising on securities | 2023-06-02 | 2023-07-17 | Rep | Dealing in securities | 2023-06-02 | 2023-07-17 | RO | Advising on securities | 2023-07-17 | RO | Dealing in securities | 2023-07-17 |
| 7 | WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-06-24 | 2013-04-08 |
| 8 | WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2010-06-24 | 2013-04-08 |
| 9 | WM (HK) Limited | Rep | Advising on securities | 2006-06-08 | 2007-05-14 |
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