Tam, Kim Sing 談儉成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-03-01 | 2016-08-22 |
| 2 | CMB International Global Markets Limited | Rep | Dealing in securities | 2011-03-01 | 2011-04-01 | RO | Dealing in securities | 2011-04-01 | 2016-06-30 |
| 3 | ICBC (ASIA) SECURITIES LIMITED | RO | Advising on securities | 2006-12-21 | 2007-06-20 | RO | Dealing in securities | 2006-12-21 | 2007-06-20 | Rep | Advising on securities | 2007-06-20 | 2010-08-12 | Rep | Dealing in securities | 2007-06-20 | 2010-08-12 |
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