Li, Siu Kam (SFC:AAC179) 李小琴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | WOCOM FOREIGN EXCHANGE CO. LIMITED | Rep | Leveraged foreign exchange trading | ||
| 2 | WOCOM LIMITED (HK) | Rep | Dealing in futures contracts | ||
| 3 | WOCOM SECURITIES LIMITED | Rep | Dealing in securities | ||
| 4 | WOCOM LIMITED (HK) | Rep | Advising on futures contracts | 2003-08-22 | |
| 5 | WOCOM LIMITED (HK) | Rep | Asset management | 2003-08-22 | |
| 6 | WOCOM SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-08-22 | |
| 7 | WOCOM SECURITIES LIMITED | Rep | Advising on securities | 2003-08-22 | |
| 8 | WOCOM SECURITIES LIMITED | Rep | Asset management | 2003-08-22 |
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