Lam, Kai Yin 林啟賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MIGHTY BROKERAGE (ASIA) LIMITED | Rep | Dealing in securities | 2012-07-23 | 2013-01-29 |
| 2 | YF SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-06-03 | Rep | Advising on securities | 2003-06-03 | Rep | Asset management | 2003-06-03 | Rep | Dealing in securities | 2012-07-20 | Rep | Dealing in securities | 2013-02-04 |
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