Tam, Larry Kwong Lau 譚廣流
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) | Rep | Advising on securities | 2008-05-13 | 2009-02-07 | Rep | Dealing in securities | 2008-05-13 | 2009-02-07 |
| 2 | YF SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-09-20 | 2011-11-07 |
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