Lam, Lai Heung 林麗香
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Blackwell Global Futures Limited | RO | Dealing in futures contracts | 2016-11-07 | 2018-02-06 |
| 2 | Blackwell Global Securities Limited | RO | Dealing in securities | 2016-11-07 | 2018-02-06 |
| 3 | CHARLESWIN BULLION LIMITED | Rep | Dealing in futures contracts | 2012-06-26 | 2015-03-06 | RO | Dealing in futures contracts | 2015-03-06 | 2016-01-31 |
| 4 | Midas Securities Limited | RO | Advising on securities | 2018-11-13 | 2020-07-28 | RO | Asset management | 2018-11-13 | 2020-07-28 | RO | Dealing in futures contracts | 2018-11-13 | 2020-07-28 | RO | Dealing in securities | 2018-11-13 | 2020-07-28 |
| 5 | TUNG YAT SECURITIES LIMITED | RO | Advising on securities | 2022-05-05 | 2023-07-25 | RO | Asset management | 2022-05-05 | 2023-07-25 | RO | Dealing in securities | 2022-05-05 | 2023-07-25 |
| 6 | UPMAX SECURITIES LIMITED | Rep | Dealing in securities | 2021-03-01 | 2021-03-25 | RO | Dealing in securities | 2021-03-25 | 2022-03-16 |
| 7 | YICKO FUTURES LIMITED | Rep | Advising on futures contracts | 2004-06-01 | Rep | Asset management | 2004-06-01 | Rep | Dealing in futures contracts | 2004-06-01 |
| 8 | YICKO SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-08-06 | Rep | Advising on securities | 2004-08-06 | Rep | Asset management | 2004-08-06 | Rep | Dealing in securities | 2007-03-29 | RO | Dealing in securities | 2007-03-29 | 2016-01-31 |
| 9 | ZUNDIAO SECURITIES LIMITED | RO | Advising on securities | 2023-10-25 | RO | Dealing in securities | 2023-10-25 |
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