Ip, Tsz Tim 葉子添
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-06-26 | 2016-02-23 |
| 2 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-06-26 | 2016-02-23 |
| 3 | LERTHAI Securities (Hong Kong) Limited | RO | Dealing in futures contracts | 2016-07-08 | 2017-09-30 | RO | Dealing in securities | 2016-07-08 | 2017-09-30 |
| 4 | YU ON COMMODITIES COMPANY LIMITED | Rep | Advising on futures contracts | 2003-10-10 | Rep | Asset management | 2003-10-10 | Rep | Dealing in futures contracts | 2004-07-28 | RO | Dealing in futures contracts | 2004-07-28 | 2008-03-31 |
| 5 | YU ON SECURITIES COMPANY LIMITED | Rep | Automated trading services | 2003-07-03 | Rep | Advising on corporate finance | 2003-10-06 | Rep | Advising on securities | 2003-10-06 | Rep | Asset management | 2003-10-06 | Rep | Dealing in securities | 2012-11-08 | RO | Dealing in futures contracts | 2008-01-17 | 2013-01-09 | RO | Dealing in securities | 2012-11-08 | 2013-01-09 |
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