Lo, Kwok Sun (SFC:AAH338) 盧國新
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2022-09-05 | |
| 2 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-01-07 | 2022-07-29 |
| 3 | YU ON SECURITIES COMPANY LIMITED | Rep | Automated trading services | 2003-07-03 | Rep | Advising on corporate finance | 2003-10-06 | Rep | Advising on securities | 2003-10-06 | Rep | Asset management | 2003-10-06 | Rep | Dealing in securities | 2013-01-01 |
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