Ngan, Kin 顏乾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2012-12-07 | |
| 2 | CVP Securities Limited | Rep | Dealing in securities | 2004-10-19 | 2005-03-02 |
| 3 | TIS SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2004-07-21 | Rep | Asset management | 2004-07-21 | Rep | Advising on securities | 2004-10-18 |
| 4 | YU ON SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-03-03 | 2012-12-01 |
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