Huang, Chi-Ming 黃啟銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Rich Union Securities (H.K.) Limited | Rep | Advising on securities | 2008-12-23 | 2010-05-14 | Rep | Dealing in securities | 2008-12-23 | 2010-05-14 | Rep | Asset management | 2008-12-23 | 2010-07-22 | RO | Advising on securities | 2010-05-14 | 2022-05-31 | RO | Dealing in securities | 2010-05-14 | 2022-05-31 | RO | Asset management | 2010-07-22 | 2022-05-31 |
2 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2022-06-24 | Rep | Asset management | 2022-06-24 | Rep | Dealing in securities | 2022-06-24 |
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