Pan, Kuei-Ling 潘桂玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Rich Union Securities (H.K.) Limited | Rep | Advising on securities | 2007-07-24 | 2010-02-11 |
| 2 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2019-08-29 | 2020-02-04 |
| 3 | Yuanta Securities (Hong Kong) Company Limited | Rep | Asset management | 2019-08-29 | 2020-02-04 |
| 4 | Rich Union Securities (H.K.) Limited | Rep | Dealing in securities | 2007-07-24 | 2010-02-11 |
| 5 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2019-08-29 | 2020-02-04 |
| 6 | Rich Union Securities (H.K.) Limited | RO | Advising on securities | 2010-02-11 | 2019-08-14 |
| 7 | Yuanta Securities (Hong Kong) Company Limited | RO | Advising on securities | 2020-02-04 | |
| 8 | Rich Union Securities (H.K.) Limited | RO | Asset management | 2018-04-19 | 2019-08-14 |
| 9 | Yuanta Securities (Hong Kong) Company Limited | RO | Asset management | 2020-02-04 | |
| 10 | Rich Union Securities (H.K.) Limited | RO | Dealing in securities | 2010-02-11 | 2019-08-14 |
| 11 | Yuanta Securities (Hong Kong) Company Limited | RO | Dealing in securities | 2020-02-04 |
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