Lee, Chia-Hua 李嘉華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Rich Union Securities (H.K.) Limited | Rep | Advising on securities | 2007-07-04 | 2011-08-11 | Rep | Dealing in securities | 2007-07-04 | 2017-04-30 |
| 2 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2017-05-22 | Rep | Dealing in futures contracts | 2019-11-26 |
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