Lee, Yi-Ching 李宜靜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Rich Union Securities (H.K.) Limited | Rep | Advising on securities | 2007-11-06 | 2011-08-11 | Rep | Dealing in securities | 2007-11-06 | 2018-02-28 |
| 2 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2018-03-21 | Rep | Advising on securities | 2018-04-25 |
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