Ng, Ting Wai (SFC:AOV642) 伍庭瑋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BIN YUAN CAPITAL LIMITED | Rep | Advising on securities | 2016-09-23 | 2021-03-17 | Rep | Asset management | 2016-09-23 | 2021-03-17 | RO | Advising on securities | 2021-03-17 | RO | Asset management | 2021-03-17 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2012-07-05 | 2013-08-15 | Rep | Dealing in futures contracts | 2015-01-13 | 2015-12-09 |
| 3 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2012-07-05 | 2013-08-15 |
| 4 | China Securities (International) Brokerage Company Limited | Rep | Advising on securities | 2014-10-17 | 2015-01-03 | Rep | Dealing in securities | 2014-10-17 | 2015-01-03 | Rep | Advising on futures contracts | 2014-11-11 | 2015-01-03 | Rep | Dealing in futures contracts | 2014-11-11 | 2015-01-03 |
| 5 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2010-05-25 | 2010-10-20 |
| 6 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2012-07-05 | 2013-08-15 | Rep | Dealing in securities | 2015-01-13 | 2015-12-09 |
| 7 | KGI ASIA LIMITED | Rep | Advising on securities | 2009-03-09 | 2009-07-27 | Rep | Dealing in securities | 2009-03-09 | 2009-07-27 |
| 8 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-05-07 | 2009-07-27 |
| 9 | Lion Global Financial Limited | Rep | Advising on securities | 2007-04-27 | 2007-11-09 |
| 10 | MANGO FINANCIAL LIMITED | Rep | Advising on securities | 2007-11-22 | 2009-01-22 | Rep | Advising on corporate finance | 2007-11-28 | 2009-01-22 | Rep | Asset management | 2007-11-28 | 2009-01-22 | Rep | Dealing in securities | 2007-11-28 | 2009-01-22 |
| 11 | OKACHI (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-01-12 | 2010-04-09 |
| 12 | OKACHI INVESTMENTS (HK) COMPANY LIMITED | Rep | Dealing in securities | 2010-01-12 | 2010-04-09 |
| 13 | Rich Union Securities (H.K.) Limited | Rep | Dealing in securities | 2010-10-21 | 2012-05-31 |
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