Ho, King Hang 何景行
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FITCH (HONG KONG) LIMITED | Rep | Credit rating services | 2012-10-08 | |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-11-23 | Rep | Asset management | 2004-11-23 | Rep | Dealing in securities | 2004-11-23 | Rep | Advising on securities | 2008-12-10 |
| 3 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Advising on securities | 2009-12-22 | 2010-01-23 |
| 4 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2009-04-16 | 2009-11-28 |
| 5 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2010-02-24 | 2010-08-26 | RO | Advising on securities | 2010-08-26 | 2012-09-29 |
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