Wong, Kam Wah (SFC:AHG506) 黃錦華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GRAND CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-09-08 | 2009-11-27 | Rep | Advising on corporate finance | 2007-04-19 | 2009-11-27 | RO | Advising on corporate finance | 2009-11-27 | 2010-04-01 | RO | Dealing in securities | 2009-11-27 | 2010-04-01 |
| 2 | KGI CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2003-12-11 | 2005-06-08 |
| 3 | KINGSTON CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2003-11-14 | Rep | Advising on securities | 2003-11-14 |
| 4 | Nuada Limited | Rep | Advising on corporate finance | 2013-04-15 | 2013-05-16 | RO | Advising on corporate finance | 2013-05-16 | 2018-06-30 | Rep | Dealing in securities | 2017-04-19 | 2018-06-30 | Rep | Advising on corporate finance | 2019-11-01 | 2020-01-07 | RO | Advising on corporate finance | 2020-01-07 |
| 5 | Shinco Capital Limited | RO | Advising on corporate finance | 2018-07-04 | 2019-09-30 |
| 6 | TIS SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2005-06-24 | 2006-04-28 | Rep | Advising on securities | 2005-08-12 | 2006-04-28 |
| 7 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2010-04-12 | 2010-05-31 | RO | Advising on corporate finance | 2010-05-31 | 2013-04-08 |
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