Wong, Yun Fai (SFC:APD419) 黃潤輝

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 China Enterprise Securities Company Limited Rep Advising on securities 2016-10-04 2016-11-15
Rep Dealing in securities 2016-10-04 2016-11-15
Rep Asset management 2016-10-04 2017-03-07
RO Advising on securities 2016-11-15 2017-03-07
RO Dealing in securities 2016-11-15 2017-03-07
2 CHINA MERCHANTS FUTURES (HK) CO., LIMITED Rep Advising on futures contracts 2014-05-15 2016-03-04
Rep Dealing in futures contracts 2014-05-15 2016-03-04
3 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Rep Advising on securities 2013-12-03 2014-01-21
Rep Dealing in securities 2013-12-03 2014-01-21
RO Advising on securities 2014-01-21 2016-03-04
RO Dealing in securities 2014-01-21 2016-03-04
4 Credit Agricole Securities (Asia) Limited Rep Dealing in securities 2007-06-26 2008-09-03
5 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) Rep Advising on securities 2016-07-08 2016-07-19
Rep Asset management 2016-07-08 2016-07-19
Rep Dealing in securities 2016-07-08 2016-07-19
6 NOAH HOLDINGS (HONG KONG) LIMITED Rep Advising on securities 2017-12-12 2018-12-03
Rep Asset management 2017-12-12 2018-12-03
Rep Dealing in securities 2017-12-12 2018-12-03
RO Advising on securities 2018-12-03 2020-06-30
RO Asset management 2018-12-03 2020-06-30
RO Dealing in securities 2018-12-03 2020-06-30
7 Yuanta Securities (Hong Kong) Company Limited Rep Dealing in securities 2008-09-16 2009-08-11
Rep Advising on securities 2008-10-27 2009-08-11
RO Advising on securities 2009-08-11 2012-01-01
RO Dealing in securities 2009-08-11 2012-01-01

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