Wong, Yun Fai (SFC:APD419) 黃潤輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Advising on futures contracts | 2014-05-15 | 2016-03-04 |
| 2 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2008-10-27 | 2009-08-11 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2013-12-03 | 2014-01-21 |
| 4 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2016-07-08 | 2016-07-19 |
| 5 | China Enterprise Securities Company Limited | Rep | Advising on securities | 2016-10-04 | 2016-11-15 |
| 6 | NOAH HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2017-12-12 | 2018-12-03 |
| 7 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Asset management | 2016-07-08 | 2016-07-19 |
| 8 | China Enterprise Securities Company Limited | Rep | Asset management | 2016-10-04 | 2017-03-07 |
| 9 | NOAH HOLDINGS (HONG KONG) LIMITED | Rep | Asset management | 2017-12-12 | 2018-12-03 |
| 10 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2014-05-15 | 2016-03-04 |
| 11 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2007-06-26 | 2008-09-03 |
| 12 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2008-09-16 | 2009-08-11 |
| 13 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2013-12-03 | 2014-01-21 |
| 14 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Dealing in securities | 2016-07-08 | 2016-07-19 |
| 15 | China Enterprise Securities Company Limited | Rep | Dealing in securities | 2016-10-04 | 2016-11-15 |
| 16 | NOAH HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-12-12 | 2018-12-03 |
| 17 | Yuanta Securities (Hong Kong) Company Limited | RO | Advising on securities | 2009-08-11 | 2012-01-01 |
| 18 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | Advising on securities | 2014-01-21 | 2016-03-04 |
| 19 | China Enterprise Securities Company Limited | RO | Advising on securities | 2016-11-15 | 2017-03-07 |
| 20 | NOAH HOLDINGS (HONG KONG) LIMITED | RO | Advising on securities | 2018-12-03 | 2020-06-30 |
| 21 | NOAH HOLDINGS (HONG KONG) LIMITED | RO | Asset management | 2018-12-03 | 2020-06-30 |
| 22 | Yuanta Securities (Hong Kong) Company Limited | RO | Dealing in securities | 2009-08-11 | 2012-01-01 |
| 23 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | Dealing in securities | 2014-01-21 | 2016-03-04 |
| 24 | China Enterprise Securities Company Limited | RO | Dealing in securities | 2016-11-15 | 2017-03-07 |
| 25 | NOAH HOLDINGS (HONG KONG) LIMITED | RO | Dealing in securities | 2018-12-03 | 2020-06-30 |
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