Wun, Duncan Wai Yee 溫偉儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Carnegie Hill Capital Partners Limited | RO | Advising on securities | 2020-10-23 | 2021-11-23 | RO | Asset management | 2020-10-23 | 2021-11-23 | RO | Dealing in securities | 2020-10-23 | 2021-11-23 |
| 2 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2004-07-16 | 2008-03-13 | RO | Advising on securities | 2008-03-13 | 2009-08-22 | RO | Dealing in securities | 2008-03-13 | 2009-08-22 |
| 3 | Credit Suisse Securities (Hong Kong) Limited | Rep | Automated trading services | 2003-08-22 | Rep | Advising on corporate finance | 2004-04-22 | Rep | Advising on securities | 2004-04-22 | Rep | Asset management | 2004-04-22 | Rep | Dealing in securities | 2004-04-22 |
| 4 | East Park Investment Management Co Limited | Rep | Asset management | 2017-08-25 | 2017-10-30 | RO | Asset management | 2017-10-30 | 2018-01-18 |
| 5 | Greencourt Financial Co., Limited | RO | Advising on securities | 2018-10-24 | 2020-05-27 | RO | Asset management | 2018-10-24 | 2020-05-27 | RO | Dealing in securities | 2018-10-24 | 2020-05-27 |
| 6 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2009-08-28 | 2010-07-13 | Rep | Dealing in securities | 2009-08-28 | 2010-07-13 | RO | Advising on securities | 2010-07-13 | 2017-05-27 | RO | Dealing in securities | 2010-07-13 | 2017-05-27 |
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