Kuo, Che-Jung 郭哲榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2005-04-28 | 2008-11-25 | Rep | Dealing in securities | 2005-04-28 | 2008-11-25 | Rep | Advising on securities | 2009-11-23 | Rep | Dealing in securities | 2009-11-23 | 2019-11-21 | Rep | Dealing in futures contracts | 2015-09-22 | 2019-11-21 | RO | Dealing in futures contracts | 2019-11-21 | RO | Dealing in securities | 2019-11-21 | Rep | Asset management | 2021-01-21 |
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