Lam, Chi Hsin 林志興
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Open Asset Management Limited | Rep | Asset management | 2018-09-11 | 2020-04-17 | Rep | Advising on securities | 2019-10-22 | 2020-04-17 |
| 2 | Open Securities Limited | Rep | Dealing in futures contracts | 2018-04-04 | 2020-04-17 | Rep | Dealing in securities | 2018-04-04 | 2020-04-17 | Rep | Advising on securities | 2019-10-22 | 2020-04-17 |
| 3 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2020-11-20 | 2021-12-16 | Rep | Advising on securities | 2020-12-04 | 2021-12-16 | Rep | Asset management | 2020-12-04 | 2021-12-16 |
| 4 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2020-07-27 | 2020-11-06 |
| 5 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2020-07-27 | 2020-11-06 |
| 6 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2004-12-16 | 2006-11-01 | Rep | Dealing in securities | 2004-12-16 | 2006-11-01 |
| 7 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2010-03-05 | 2012-08-16 |
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