Li, Min (SFC:ASU506) 李敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2014-04-04 | 2017-03-17 | Rep | Dealing in securities | 2014-04-04 | 2017-03-17 |
| 2 | China Securities (International) Brokerage Company Limited | Rep | Advising on securities | 2017-12-12 | 2019-06-27 | Rep | Dealing in securities | 2017-12-12 | 2019-06-27 |
| 3 | China Securities (International) Corporate Finance Company Limited | Rep | Advising on corporate finance | 2017-12-12 | 2019-06-27 | Rep | Dealing in securities | 2017-12-12 | 2019-06-27 |
| 4 | Kaisa Asset Management Limited | Rep | Advising on securities | 2019-09-23 | 2019-12-06 | Rep | Asset management | 2019-10-23 | 2020-06-02 | RO | Advising on securities | 2019-12-06 | 2021-06-28 | RO | Asset management | 2020-06-02 | 2021-06-28 |
| 5 | Kaisa Financial Group Company Limited | Rep | Dealing in securities | 2019-09-23 | 2019-12-06 | RO | Dealing in securities | 2019-12-06 | 2021-06-28 |
| 6 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2017-07-17 | 2017-09-26 |
| 7 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Advising on securities | 2012-08-15 | 2013-04-26 | RO | Advising on securities | 2013-04-26 | 2014-04-01 |
| 8 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2009-04-23 | 2012-03-24 |
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