Lo, Kit Ming 盧潔明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2022-03-31 | 2024-04-08 | Rep | Dealing in securities | 2022-03-31 | 2024-04-08 |
| 2 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2006-08-28 | 2010-12-18 |
| 3 | Instinet Alpha Trading Limited | Rep | Advising on corporate finance | 2004-02-23 | Rep | Asset management | 2004-02-23 | Rep | Advising on securities | 2005-11-22 | Rep | Automated trading services | 2005-11-22 | Rep | Dealing in securities | 2005-11-22 |
| 4 | INSTINET PACIFIC LIMITED | Rep | Advising on corporate finance | 2004-02-23 | Rep | Asset management | 2004-02-23 | Rep | Advising on securities | 2005-11-22 | Rep | Automated trading services | 2005-11-22 | Rep | Dealing in securities | 2005-11-22 |
| 5 | SBI China Capital Securities Limited | Rep | Dealing in securities | 2006-04-13 | 2006-08-08 |
| 6 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2011-01-18 | 2022-03-04 |
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