Ng, Ka Fuk 吳嘉福
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BERICH BROKERAGE LIMITED | Rep | Dealing in securities | 2021-07-30 | 2022-10-31 |
| 2 | BERICH FUTURES (H.K.) COMPANY LIMITED | Rep | Dealing in futures contracts | 2021-07-30 | 2022-10-31 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-02-11 | Rep | Advising on securities | 2004-02-11 | Rep | Automated trading services | 2008-11-20 | Rep | Dealing in securities | 2008-11-20 |
| 4 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2008-11-20 | Rep | Dealing in futures contracts | 2008-11-20 |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2004-11-02 | 2008-11-20 |
| 6 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2009-07-09 | 2011-11-30 | Rep | Dealing in securities | 2009-07-09 | 2011-11-30 | RO | Advising on securities | 2011-11-30 | 2018-08-23 | RO | Dealing in securities | 2011-11-30 | 2018-08-23 | Rep | Dealing in futures contracts | 2015-09-21 | 2018-08-23 |
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