Nie, Shengshen 聶晟申
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2010-07-09 | 2012-04-03 |
| 2 | Jefferies Hong Kong Limited | Rep | Advising on securities | 2012-05-02 | 2016-11-03 |
| 3 | New China Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2016-12-22 | 2018-04-20 |
| 4 | New China Asset Management (Hong Kong) Limited | Rep | Asset management | 2016-12-22 | 2018-04-20 |
| 5 | Rockhampton Management Limited | Rep | Asset management | 2018-05-03 | 2021-04-05 |
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