Tan, Ming Yi 陳銘億
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2010-06-09 | 2013-04-10 |
| 2 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2010-06-09 | 2013-04-10 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | 2014-07-22 | 2014-07-28 | CLSA LIMITED | Rep | 2023-09-04 |
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