Tsai, Hsin Yi 蔡心怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2019-11-28 | Rep | Dealing in securities | 2019-11-28 |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2012-07-16 | 2013-06-23 | Rep | Dealing in securities | 2012-07-16 | 2013-06-23 |
| 3 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2011-08-12 | 2012-06-18 |
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