Wai, Kwai Fong 韋桂芳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADVENT CORPORATE FINANCE LIMITED (GBEN) | Rep | Advising on corporate finance | 2021-02-24 | 2021-04-08 | RO | Advising on corporate finance | 2021-04-08 | 2022-12-23 |
| 2 | CLC International Limited | Rep | Advising on corporate finance | 2012-12-19 | 2014-03-21 | Rep | Dealing in securities | 2014-02-04 | 2014-03-21 |
| 3 | PURPLE TEE CAPITAL LIMITED | RO | Advising on corporate finance | 2023-01-05 | 2023-12-15 |
| 4 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2014-06-09 | 2020-06-24 | Rep | Advising on securities | 2014-06-09 | 2020-06-24 | Rep | Dealing in securities | 2014-06-09 | 2020-06-24 |
| 5 | Sunfund Capital Limited | Rep | Advising on corporate finance | 2020-07-06 | 2020-07-30 | RO | Advising on corporate finance | 2020-07-30 | 2021-02-14 |
| 6 | SUNFUND SECURITIES LIMITED | Rep | Advising on securities | 2020-07-06 | 2021-02-14 | Rep | Dealing in securities | 2020-07-06 | 2021-02-14 |
| 7 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2011-01-14 | 2012-09-29 |
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