Wan, Joyce Nga Yee 溫雅怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Dealing in securities | 2007-01-03 | 2008-11-19 |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2009-11-24 | 2010-01-16 | Rep | Advising on securities | 2009-12-16 | 2010-01-16 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-06-29 | 2019-12-10 | Rep | Advising on securities | 2019-04-16 | 2019-12-10 |
| 4 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2020-01-08 | Rep | Advising on securities | 2023-09-18 |
| 5 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2009-10-13 | 2009-11-14 |
| 6 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2009-08-06 | 2009-11-14 |
| 7 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2010-01-25 | 2015-06-14 | Rep | Dealing in securities | 2010-01-25 | 2015-06-14 |
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