Chen, Xiaojian (SFC:AVV977) 陳小堅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GET NICE ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2019-12-30 | 2020-04-30 | Rep | Asset management | 2019-12-30 | 2020-04-30 |
| 2 | GET NICE SECURITIES LIMITED | Rep | Advising on securities | 2019-12-30 | 2020-04-30 | Rep | Asset management | 2019-12-30 | 2020-04-30 | Rep | Dealing in securities | 2019-12-30 | 2020-04-30 |
| 3 | YUE XIU ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2016-10-25 | 2017-03-31 | RO | Asset management | 2016-10-25 | 2017-03-31 |
| 4 | YUE XIU SECURITIES COMPANY LIMITED | RO | Advising on securities | 2010-10-29 | 2017-03-31 | RO | Dealing in securities | 2010-10-29 | 2017-03-31 |
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