Chau, Yee Man (SFC:AEO603) 周綺雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AMUNDI ASSET MANAGEMENT | Rep | Advising on securities | 2004-07-01 | 2005-05-03 | Rep | Asset management | 2004-07-01 | 2005-05-03 |
| 2 | Amundi Hong Kong Limited | Rep | Advising on corporate finance | 2004-05-11 | Rep | Advising on securities | 2005-05-03 | Rep | Asset management | 2005-05-03 |
| 3 | CREDIT AGRICOLE ASSET MANAGEMENT | Rep | Advising on securities | 2004-07-02 | Rep | Asset management | 2004-07-02 |
| 4 | Modus Asset Management Limited | RO | Asset management | 2015-09-10 | 2021-08-31 |
| 5 | VALUE PARTNERS HONG KONG LIMITED | RO | Advising on securities | 2007-11-19 | 2010-04-23 | RO | Asset management | 2007-11-19 | 2010-04-23 | RO | Dealing in securities | 2007-11-19 | 2010-04-23 | Rep | Advising on futures contracts | 2007-12-12 | 2010-04-23 |
| 6 | VALUE PARTNERS LIMITED | Rep | Advising on securities | 2005-06-01 | 2006-06-16 | Rep | Asset management | 2005-06-01 | 2006-06-16 | Rep | Dealing in securities | 2005-06-27 | 2006-06-16 | Rep | Advising on futures contracts | 2005-06-27 | 2010-04-23 | RO | Advising on securities | 2006-06-16 | 2010-04-23 | RO | Asset management | 2006-06-16 | 2010-04-23 | RO | Dealing in securities | 2006-06-16 | 2010-04-23 |
| 7 | ZEAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2010-09-01 | 2010-11-23 | Rep | Asset management | 2010-09-01 | 2010-11-23 | RO | Advising on securities | 2010-11-23 | 2014-12-24 | RO | Asset management | 2010-11-23 | 2014-12-24 |
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