Chang, Vivian Ming-yin 張明欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bradbury Securities Limited | Rep | Dealing in securities | 2013-11-27 | 2017-04-30 | Rep | Advising on securities | 2016-06-03 | 2017-04-30 |
| 2 | HuaAn Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2013-01-08 | 2013-01-11 | Rep | Asset management | 2013-01-08 | 2013-01-11 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2009-01-23 | 2010-03-29 |
| 4 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2009-01-23 | 2010-03-29 |
| 5 | Win Harvest Asset Management Limited | Rep | Advising on securities | 2017-06-19 | 2017-08-03 | Rep | Asset management | 2017-06-19 | 2018-12-28 | RO | Advising on securities | 2017-08-03 | 2018-12-28 |
| 6 | WT Asset Management Limited | Rep | Asset management | 2019-04-15 | 2019-05-31 | RO | Asset management | 2019-05-31 | 2023-08-09 |
| 7 | ZEAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2011-02-15 | 2012-09-30 | Rep | Asset management | 2011-02-15 | 2012-09-30 |
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