Yau, Ho Pan 邱浩彬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED | RO | Advising on futures contracts | 2016-03-09 | RO | Dealing in futures contracts | 2016-03-09 | Rep | Advising on securities | 2019-04-12 | 2021-09-27 | Rep | Dealing in securities | 2019-04-12 | 2021-09-27 | RO | Advising on securities | 2021-09-27 | RO | Dealing in securities | 2021-09-27 | Rep | Asset management | 2023-09-11 |
| 2 | Zhongrong International Futures Co., Limited | Rep | Dealing in futures contracts | 2011-02-24 | 2014-03-31 | Rep | Asset management | 2013-01-31 | 2014-05-19 | RO | Dealing in futures contracts | 2014-03-31 | 2015-10-22 | RO | Asset management | 2014-05-19 | 2015-10-22 |
| 3 | Zhongrong International Investment Consulting Company Limited | RO | Advising on futures contracts | 2014-05-19 | 2015-10-22 |
| 4 | Zhongrong International Securities Company Limited | Rep | Dealing in securities | 2015-09-10 | 2015-10-22 |
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