Gvozden, Alexander Robin
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABAX GLOBAL CAPITAL (HONG KONG) LIMITED | Rep | Asset management | 2011-01-06 | 2013-09-30 | RO | Asset management | 2013-09-30 | 2014-12-31 |
| 2 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on securities | 2006-01-09 | 2007-11-23 | RO | Advising on securities | 2007-11-23 | 2008-02-22 |
| 3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2005-01-20 | 2005-09-20 |
| 4 | ORION INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2009-11-24 | 2010-04-30 |
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