Ng, Siu Cho 吳兆祖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Allard Partners Limited | Rep | Asset management | 2007-03-23 | 2013-07-12 |
| 2 | Astraria Partners Limited | RO | Asset management | 2021-12-03 | 2022-05-10 |
| 3 | China Harbour International Asset Management Limited | RO | Advising on securities | 2020-07-24 | 2020-12-18 | RO | Asset management | 2020-07-24 | 2020-12-18 |
| 4 | HK KEYSTONE CAPITAL LIMITED | RO | Advising on securities | 2018-11-09 | 2019-09-30 | RO | Asset management | 2018-11-09 | 2019-09-30 | RO | Dealing in securities | 2018-11-09 | 2019-09-30 |
| 5 | HongShan Capital Advisors (Hong Kong) Limited | Rep | Asset management | 2013-08-19 | 2013-11-06 | RO | Asset management | 2013-11-06 | 2014-05-09 |
| 6 | IDS FOREX HK LIMITED | RO | Advising on securities | 2017-05-05 | 2017-06-22 | RO | Asset management | 2017-05-05 | 2017-06-22 |
| 7 | Soteria Asset Management Limited | RO | Asset management | 2022-07-22 | RO | Advising on securities | 2022-11-11 |
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