Kay, Nigel Timothy
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alpha Nova Capital Management Limited | Rep | Advising on securities | 2017-09-06 | 2017-11-01 | Rep | Asset management | 2017-09-06 | 2017-11-01 | RO | Advising on securities | 2017-11-01 | 2020-09-30 | RO | Asset management | 2017-11-01 | 2020-09-30 |
| 2 | Alphatraxx (H.K.) Limited | RO | Advising on securities | 2009-07-28 | 2011-10-31 | RO | Asset management | 2009-07-28 | 2011-10-31 |
| 3 | Conning Asia Pacific Limited | RO | Advising on securities | 2012-02-24 | 2012-06-19 | RO | Asset management | 2012-02-24 | 2012-06-19 | RO | Dealing in securities | 2012-02-24 | 2012-06-19 |
| 4 | Evergain Funds Limited | RO | Asset management | 2013-12-17 | 2017-08-04 |
| 5 | GLENWORTH CAPITAL LIMITED | RO | Advising on securities | 2013-01-29 | 2013-04-30 | RO | Asset management | 2013-01-29 | 2013-04-30 |
| 6 | PEAK CAPITAL LIMITED (b2004-03-30) | RO | Advising on securities | 2004-10-28 | 2008-11-21 | RO | Asset management | 2004-10-28 | 2008-11-21 |
| 7 | Turiya Advisors Asia Limited | RO | Asset management | 2005-04-26 | 2005-08-11 |
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