Sehgal, Anuj
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LLOYD BAUGHAN LIMITED | Rep | Asset management | 2007-03-20 | 2008-12-15 |
| 2 | Anand Rathi Financial Services (HK) Limited | RO | Dealing in securities | 2010-10-14 | 2011-09-30 |
| 3 | GEOMATRIX (H.K.) LIMITED | Rep | Asset management | 2012-01-16 | 2014-12-01 |
| 4 | SM Investment Advisors Limited | RO | Asset management | 2014-12-03 | 2021-11-01 |
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