Yu, Bernard Ka Ho 余家豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AQUITAINE INVESTMENT ADVISORS LIMITED | Rep | Asset management | 2010-05-24 | 2012-01-06 |
| 2 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2012-02-09 | 2013-11-15 | Rep | Advising on securities | 2012-02-09 | 2013-11-15 | Rep | Asset management | 2012-02-09 | 2013-11-15 |
| 3 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2012-02-09 | 2013-11-15 | Rep | Advising on securities | 2012-02-09 | 2013-11-15 | Rep | Asset management | 2012-02-09 | 2013-11-15 |
| 4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-03-09 | 2016-06-27 | Rep | Dealing in futures contracts | 2018-07-20 | 2021-04-30 |
| 5 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2012-02-09 | 2013-11-15 | Rep | Asset management | 2012-02-09 | 2013-11-15 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2013-12-04 | 2016-06-27 | Rep | Advising on securities | 2014-01-10 | 2016-06-27 | Rep | Dealing in securities | 2018-07-20 | 2019-09-03 | Rep | Advising on securities | 2018-07-20 | 2021-04-30 | RO | Dealing in securities | 2019-09-03 | 2020-09-01 | Rep | Dealing in securities | 2020-09-01 | 2021-04-30 |
| 7 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-12-23 | 2018-06-19 |
| 8 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2016-07-21 | 2017-08-25 | Rep | Dealing in securities | 2016-07-21 | 2017-08-25 | RO | Advising on securities | 2017-08-25 | 2018-06-19 | RO | Dealing in securities | 2017-08-25 | 2018-06-19 |
| 9 | NATIXIS ASIA LIMITED | Rep | Advising on securities | 2021-05-12 | Rep | Dealing in futures contracts | 2021-05-12 | Rep | Dealing in securities | 2021-05-12 |
| 10 | PACIFIC GROUP LIMITED (THE) | Rep | Asset management | 2008-04-23 | 2008-11-30 |
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