Chiu, Thomas Sui Keung 趙瑞強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Absolute Investment Management (HK) Limited | RO | Advising on securities | 2007-01-06 | RO | Asset management | 2007-01-06 |
| 2 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2007-01-18 | 2007-01-26 | Rep | Dealing in securities | 2007-01-18 | 2007-01-26 | RO | Advising on corporate finance | 2007-01-26 | 2009-04-01 | RO | Dealing in securities | 2007-01-26 | 2009-04-01 | RO | Advising on securities | 2007-08-01 | 2009-04-01 |
| 3 | Joy Silver Limited | RO | Advising on corporate finance | 2007-01-05 | RO | Dealing in securities | 2007-01-05 |
| 4 | Zijing Capital Limited | Rep | Advising on corporate finance | 2009-06-24 | 2009-08-24 |
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