Smith, Paul Henry (1959-09-06)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC INSTITUTIONAL TRUST SERVICES (ASIA) LIMITED | Rep | Advising on securities | 2005-01-15 | Rep | Asset management | 2005-01-15 | Rep | Dealing in securities | 2005-01-15 |
| 2 | orientiert International Markets Limited | RO | Advising on securities | 2007-01-25 | 2013-05-10 | RO | Asset management | 2007-01-25 | 2013-05-10 | RO | Dealing in securities | 2007-06-29 | 2013-05-10 | Rep | Advising on securities | 2013-05-10 | 2016-04-11 | Rep | Asset management | 2013-05-10 | 2016-04-11 | Rep | Dealing in securities | 2013-05-10 | 2016-04-11 |
| 3 | PEAK CAPITAL LIMITED (b2004-03-30) | Rep | Advising on securities | 2020-12-14 | Rep | Asset management | 2020-12-14 | Rep | Dealing in securities | 2020-12-14 |
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