Sutro, Lucy Jane
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BLACK CRANE INVESTMENT MANAGEMENT LIMITED | RO | Advising on securities | 2021-03-05 | RO | Asset management | 2021-03-05 |
| 2 | Fleming Family & Partners (Asia) Limited | RO | Advising on securities | 2006-11-13 | 2009-03-31 | RO | Asset management | 2008-02-06 | 2009-03-31 |
| 3 | orientiert International Markets Limited | Rep | Advising on securities | 2009-09-21 | 2013-01-18 | Rep | Asset management | 2009-09-21 | 2013-01-18 | Rep | Dealing in securities | 2010-11-03 | 2013-02-27 | RO | Advising on securities | 2013-01-18 | 2016-10-12 | RO | Asset management | 2013-01-18 | 2016-10-12 | RO | Dealing in securities | 2013-02-27 | 2016-10-12 |
| 4 | SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2018-05-24 | 2020-03-19 | RO | Asset management | 2018-05-24 | 2020-03-19 |
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